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U.S. Securities and Exchange Commission
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541	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 28, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 06:08:33 OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Securities and Exchange Commission Government Financial regulation Financial economics United States Securities and Exchange Commission 73rd United States Congress United States securities law
542	Whistleblower Team TEAM MEMBERS As part of the Dodd-Frank statute, Congress required the SEC and the ________________________ CFTC to adopt rules allowing “whistleblowers” to make complaints with regulators and colle Add to Reading List Source URL: www.gibsondunn.com Language: English - Date: 2014-08-19 17:48:13 Business ethics United States corporate law United States securities law Law Financial regulation Whistleblower U.S. Securities and Exchange Commission Sarbanes–Oxley Act Regulatory compliance Business Corporate governance Auditing
543	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION May 20, 2015 In the Matter of Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-19 20:24:34 OTC Markets Group Securities Exchange Act U.S. Securities and Exchange Commission Financial regulation Financial economics Finance United States Securities and Exchange Commission 73rd United States Congress United States securities law
544	Secretary of State Certificate and Order for Filing FILED:51 PM Add to Reading List Source URL: www.dfcs.oregon.gov Language: English - Date: 2015-06-03 19:31:36 United States securities law SEC filings Investment Finance 73rd United States Congress Securities Act Security U.S. Securities and Exchange Commission Initial public offering Stock market Financial economics United States Securities and Exchange Commission
545	December 2, 2013 Ms. Elizabeth M. Murphy Secretary U.S. Securities and Exchange Commission 100 F Street, NE Washington, DC Add to Reading List Source URL: www.execcomp.org Language: English - Date: 2015-02-24 18:33:07 Executive pay Management Recruitment Financial regulation Dodd–Frank Wall Street Reform and Consumer Protection Act U.S. Securities and Exchange Commission Citigroup Regulation S-K Investor Protection and Securities Reform Act United States corporate law Business Employment compensation
546	OMB APPROVAL OMB Number: Estimated average burden hours per response Add to Reading List Source URL: nasdaq.cchwallstreet.com Language: English - Date: 2015-04-21 17:20:03 Securities Exchange Act Financial regulation SEC filings Securities regulation in the United States U.S. Securities and Exchange Commission Finance Government United States securities law 73rd United States Congress United States Securities and Exchange Commission
547	Online QUESTIONING THE 500 EQUITY HOLDERS TRIGGER William K. Sjostrom, Jr. An obscure provision of the Securities Exchange Act ofExchange Add to Reading List Source URL: www.hblr.org Language: English - Date: 2014-08-26 11:33:36 Stock market Corporate finance United States securities law SEC filings United States Securities and Exchange Commission Securities Exchange Act Initial public offering Security U.S. Securities and Exchange Commission Financial economics Finance Investment
548	UNITED STATES SECURITIES AND EXCHANGE COMMISSION Washington, D.CFORM 8-K CURRENT REPORT Add to Reading List Source URL: www.idacorpinc.com Language: English - Date: 2015-03-16 13:25:55 Investment Economics Merrill Lynch Wells Fargo Security Bond Securities Exchange Act U.S. Bancorp Investment banking Financial services Primary dealers Stock market
549	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 28, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-28 06:06:46 Securities and Exchange Commission Form 10-Q Government Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission
550	UNITED STATES OF AMERICA Before the SECURITIES AND EXCHANGE COMMISSION SECURITIES EXCHANGE ACT OF 1934 Release NoMay 20, 2015 ADMINISTRATIVE PROCEEDING Add to Reading List Source URL: www.sec.gov Language: English - Date: 2015-05-19 20:25:54 Securities and Exchange Commission Form 10-Q OTC Markets Group Government Financial regulation Finance SEC filings Securities Exchange Act U.S. Securities and Exchange Commission

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